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SERIES 63


Description
Series 63 is the Uniform Securities Agent State Law Exam. It is required in many States to sell in one's resident State and is mandatory to sell in any State other than one's resident State.

This video course is a 10-session capstone course designed to be a part of a complete study program. A complete program includes reading a textbook, extensive practice questions using an online Q-bank and, of course, this online course. For textbooks and Q-banks, please see our Shop page at AdviserTestPrep.com.

We suggest that you read a chapter in the textbook, see our session on the same topic, then take quizzes on that topic using the online Q-bank.

After you score 80% on a final online quiz and after you complete this online course, take your exam within 7 days. More importantly: Do not stop studying!
Content
  • How to View Your Course on Your Mobile Device
  • PRE-SESSION: Outline and Workbook PLEASE DOWNLOAD AND PRINT
  • Session 1: Into and Overview
  • Session 1: Into and Overview 19:54
  • Session 1 Quiz
  • Session 2: Critical Definitions
  • Session 2: Critical Definitions 32:08
  • Session 2 Quiz
  • Session 3: Federal Registration
  • Session 3: Federal Registration 14:02
  • Session 3 Quiz
  • Session 4: State Registration
  • Session 4: State Registration 18:33
  • Session 4 Quiz
  • Session 5: Regulation of Broker/Dealers and Agents
  • Session 5: Regulation of Broker/Dealers and Agents 23:32
  • Session 5 Quiz
  • Session 6: Investment Advisory Activities
  • Session 6: Investment Advisory Activities 28:07
  • Session 6 Quiz
  • Session 7: Fraudulent and Prohibited Practices
  • Session 7: Fraudulent and Prohibited Practices 27:30
  • Session 7 Quiz
  • Session 8: Ethical Practices
  • Session 8: Ethical Practices 23:23
  • Session 8 Quiz
  • Session 9: Practice Questions, Part 1
  • Session 9: Question Review, Part 1 26:37
  • Session 10: Question Review Part 2
  • Session 10: Question Review Part 2 42:11
  • All Session Quiz Questions, Answers and Rationales
Completion rules
  • All units must be completed
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