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SIE Securities Industry Essentials Exam Complete Package


Description
This video-based course prepares you to take the Securities Industry Essentials (SIE) Exam. These highly-illustrated, practical, story-based examples are designed to "bring the concepts" together. The course includes a comprehensive Study Manual and an outline and workbook with easy-to-understand charts and the "Whys" behind the test concepts. 

Before you begin, you will save time if you watch our FREE TEST SECRETS course at AdviserTestPrep.com. Also, be sure to see the instructions below that allow you to see your course on your mobile device.

First, watch the Session Video. Then read the corresponding Session in the Study Guide. Take the quiz after the Session. Of course, take the Practice Exams when you have seen all the videos and read the Study Guide. Be sure to score 80% or higher on the Practice Final Exams before you sit for the actual exam.

Please know that we are here to help. Email us at Coach@AdviserTestPrep.com or phone us at 719-278-3883.

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Content
  • How To View Your Course On Your Mobile Device
  • SESSION 1: INTRO AND OVERVIEW: WHY THIS EXAM?
  • SIE SESSION 1: OUTLINE AND WORKBOOK - PLEASE DOWNLOAD AND PRINT
  • SESSION 1 WHY THIS EXAM AND OVERVIEW 24:53
  • SIE SESSION 1 QUIZ
  • Session 2: Understanding Equity Securities
  • SESSION 2 UNDERSTANDING EQUITY SECURITIES 22:32
  • SIE SESSION 2 QUIZ
  • Session 3: Understanding Corporate Debt
  • SESSION 3 Understanding Corporate Debt 33:15
  • SIE SESSION 3 QUIZ
  • Session 4: Understanding Government Debt
  • Session 4 Understanding Government Debt 29:21
  • SIE SESSION 4 QUIZ
  • Session 5: Regulatory Entities
  • SESSION 5: REGULATORY ENTITIES 12:51
  • SESSION 5 QUIZ
  • Session 6: Market Participants and Their Roles
  • SESSION 6: MARKET PARTICIPANTS AND THEIR ROLES 18:59
  • SESSION 6 QUIZ
  • Session 7: Issuing Corporate Securities
  • SESSION 7: ISSUING CORPORATE SECURITIES 22:28
  • SESSION 7 QUIZ
  • Session 8: Registration for Corporate Securities
  • Session 8: Registration for Corporate Securities 34:09
  • SESSION 8 QUIZ
  • Session 9: Issuing Municipal Securities
  • Session 9: Issuing Municipal Securities 16:06
  • SESSION 9 QUIZ
  • Session 10: Trading Places
  • Session 10: Trading Places 5:32
  • SESSION 10 QUIZ
  • Session 11: Economics 101
  • Session 11: Economics 101 27:29
  • SESSION 11 QUIZ
  • Session 12: Options
  • Session 12: Options 20:46
  • SESSION 12 QUIZ
  • Session 13: Investment Companies
  • Session 13 Investment Companies 32:16
  • SESSION 13 QUIZ
  • Session 14: Mutual Fund Marketing, Pricing and Valuation
  • Session 14: Mutual Fund Marketing, Pricing and Valuation 27:51
  • SESSION 14 QUIZ
  • Session 15: Packaged Products, Hedge Funds, ETFs, REITs and DPPs
  • Session 15 Packaged Products Hedge Fds, ETFs, DPPs 14:12
  • SESSION 15 QUIZ
  • Session 16: Understanding Investment Risks
  • Session 16 Risk 6:33
  • SESSION 16 QUIZ
  • Session 17 Customer Accounts - Know Your Customer
  • Session 17 Customer Accounts: Know Your Customer 22:47
  • SESSION 17 QUIZ
  • Session 18: Investment Recommendations and Suitability
  • Session 18: Investment Recommendations and Suitability 17:40
  • SESSION 18 QUIZ
  • Session 19: Retirement Accounts
  • Session 19: Retirement Accounts 25:52
  • SESSION 19 QUIZ
  • Session 20: Trading, Settlement and Corporate Actions
  • Session 20: Trading, Settlement and Corporate Actions 25:23
  • SESSION 20 QUIZ
  • Session 21: Investment Returns and Performance Measures
  • Session 21: Investment Returns and Performance Measures 16:55
  • SESSION 21 QUIZ
  • Session 22: Corporate Actions
  • Session 22: Corporate Actions 6:34
  • SESSION 22 QUIZ
  • Session 23: USA Patriot Act and Anti-Money Laundering (AML) Compliance
  • Session 23: USA Patriot Act, AML, Compliance 9:32
  • SESSION 23 QUIZ
  • Session 24: Books, Records and Privacy Requirements
  • Session 24: Books, Records and Privacy 8:16
  • SESSION 24 QUIZ
  • Session 25: Communications with the Public
  • Session 25: Communications with the Public 10:21
  • SESSION 25 QUIZ
  • Session 26: Prohibited Activities
  • Session 26: Prohibited Activities 25:52
  • SESSION 26 QUIZ
  • Session 27 Ethics in the Securities Industry
  • Session 27: Ethics in the Securities Industry 5:12
  • SESSSION 27 QUIZ
  • Session 28 SRO Regulatory Requirements for Associated Persons
  • Session 28 SRO Regulations for Registered Persons 16:46
  • SESSION 28 QUIZ
  • Session 29 Employee Conduct and Reportable Events
  • Session 29 Employee Conduct and Reportable Events 12:29
  • SESSION 29 QUIZ
  • Session 30 Question Review
  • SESSION 30 QUESTION REVIEW 45:35
  • SESSION 30 QUESTION REVIEW QUIZ
  • Session 31 Test Strategies
  • Session 31 Test Strategies 12:00
  • SIE FINAL EXAM 1
  • SIE FINAL EXAM 2
  • SIE FINAL EXAM 3
  • SIE FINAL EXAM 4
  • SIE FINAL EXAM 5
Completion rules
  • All units must be completed
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