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SERIES 65 AND SERIES 66


Description
SERIES 65 Uniform Investment Adviser Law Examination AND Series 66 Uniform Combined State Law Examination. This is a capstone online, on-demand course, designed to "put all of the pieces together" for these exams. You should not attempt these exams unless you have passed either Series 6 or Series 7 - and preferably conquered Series 63. The Series 65/66 exams cover the same material, but place emphasis in different content areas. We give you the WHY behind the test content and practical examples so the material "sticks" in your mind through the test and beyond. A complete print-at-home study outline/workbook is included. Finally, we give you question attack strategies and test-taking strategies that help you pass on your 1st attempt!
Content
  • How To View Your Course On Your Mobile Device
  • SESSION 1: COURSE OUTLINE PLEASE DOWNLOAD AND PRINT
  • SESSION 1: INTRO AND OVERVIEW
  • SESSION 1 INTRO OVERVIEW 27:43
  • Session 1 Quiz Intro and Overview
  • SESSION 2: ECONOMIC FACTORS
  • SESSION 2 ECONOMIC FACTORS 29:24
  • Session 2 Quiz: Economics
  • SESSION 3: FINANCIAL REPORTING
  • SESSION 3 FINANCIAL REPORTING 38:21
  • Session 3 Quiz: Financial Reporting
  • SESSION 4: TYPES OF RISK, CAPITAL STRUCTURE, CASH INVESTMENTS
  • SESSION 4 RISK CAPITAL STRUCTURE, CASH INVESTMENTS 16:33
  • Session 4 Quiz: Types of Risk, Capital Structure, Cash Investments
  • SESSION 5: FIXED INCOME
  • SESSION 5 FIXED INCOME 32:17
  • Session 5 Quiz: Fixed Income
  • SESSION 6: INVESTMENTS - EQUITIES, POOLED INVESTMENTS, DERIVATIVES
  • SESSION 6 EQUITIES POOLED INVESTMENTS 42:12
  • Session 6 Quiz: Equities, Pooled Investments
  • SESSION 7: CLIENT RECOMMENDATIONS AND STRATEGIES
  • SESSION 7 CLIENT INVESTMENT STRATEGIES 13:05
  • Session 7 Quiz: Client Recommendations and Strategies
  • SESSION 8: CAPITAL MARKET THEORY, MANAGEMENT STYLES, TAXES, RETIREMENT ACCOUNTS
  • SESSION 8 CAPITAL MARKET THEORY TAXES RETIREMENT 21:02
  • Session 8 Quiz: Capital Market Theory, Management Styles, Retirement Accounts
  • SESSION 9: ERISA AND SPECIAL ACCOUNTS
  • SESSION 9 ERISA SPECIAL ACCTS 20:03
  • Session 9 Quiz: ERISA, Special Accounts
  • SESSION 10: TRADING SECURITIES, PERFORMANCE MEASURES
  • SESSION 10 TRADING SECURITIES 29:45
  • Session 10 Quiz: Trading Securities, Performance Measures
  • SESSION 11: LAWS, REGULATIONS, UNETHICAL PRACTICES
  • SESSION 11 LAWS REGULATIONS 5:28
  • Session 11 Quiz: Laws, Regulations, Unethical Practices
  • SESSION 12: INVESTMENT ADVISORY ACTIVITIES
  • SESSION 12 INVESTMENT ADVISORY ACTIVITIES 34:31
  • Session 12 Quiz: Investment Advisory Activities
  • SESSION 13: REGISTRATION REVIEW
  • SESSION 13 REGISTRATION REVIEW 41:19
  • SESSION 14: PRACTICE QUESTIONS AND ATTACK STRATEGIES, TEST TIPS
  • SESSION 14 QUESTION REVIEW TEST STRATEGIES 48:19
Completion rules
  • All units must be completed