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SERIES 6 Top-Off (S6)


Description
Welcome to your FINRA SERIES 6 Test Prep Course. This course is a video course, designed to prepare you for the testable content. Before you start this course, please purchase a textbook from our Shop Page. Then, read a chapter in the textbook and see our video session on the same topic. (Yes, we know that the textbook has a different topic sequence). Then, purchase an online Quiz Bank and reach 80% or higher before you test.

Be sure to download our mobile app so you can take this course with you everywhere you have Internet. Instructions are the first item in your course and best of all - the App is Free!

The final session has practice questions and step-by-step instructions about how to destroy each question type. It is designed so you will see it a day or two before you take your exam.

Finally we are here for YOU! If you get stuck, please phone us at 719-278-3883 so we can answer your questions and keep you climbing the Securities Mountain. When you walk our of the exam, please call us so we can hear about your test experience. We are always upgrading our materials, so please let us know what we can do to help you Summit the Securities Mountain.

Thanks a million for choosing Adviser Test Prep!
Content
  • How To View Your Course On Your Mobile Device
  • SESSION 1 INTRO AND OVERVIEW
  • SESSION 1 INTRO AND OVERVIEW 26:32
  • SESSION 1 Quiz
  • SESSION 1 OUTLINE AND WORKBOOK Please Download and Print - 78 pages
  • SESSION 2 CAPITALIZATION ISSUING SECURITIES
  • SESSION 2 CAPITALIZATION ISSUING SECURITIES 29:56
  • SESSION 2 Quiz
  • SESSION 3 EXEMPT SECURITIES
  • SESSION 3 EXEMPT SECURITIES 10:24
  • SESSION 3 Quiz
  • SESSION 4 DIVIDENDS AND OPTIONS
  • SESSION 4 DIVIDENDS AND OPTIONS 19:36
  • SESSION 4 Quiz
  • SESSION 5 CAPITALIZATION DEBT SECURITIES
  • Session 5 CAPITALIZATION AND DEBT SECURITIES 22:34
  • SESSION 5 Quiz
  • SESSION 6 GOVERNMENT SECURITIES
  • SESSION 6 GOVERNMENT SECURITIES 17:05
  • SESSION 6 Quiz
  • SESSION 7 MONEY MARKET INSTRUMENTS
  • SESSION 7 MONEY MARKET INSTRUMENTS 10:49
  • SESSION 7 Quiz
  • SESSION 8 PURCHASE AND SALES INSTRUCTIONS
  • SESSION 8 PURCHASE AND SALES INSTRUCTIONS 14:56
  • SESSION 8 Quiz
  • SESSION 9 MARKETS AND INDEXES
  • SESSION 9: MARKETS AND INDEXES 13:55
  • SESSION 9 Quiz
  • SESSION 10 KNOW YOUR CUSTOMER
  • SESSION 10: KNOW YOUR CUSTOMER 24:56
  • SESSION 10 Quiz
  • SESSION 11 SUITABILITY AND RISK
  • SESSION 11 SUITABILITY AND RISK 19:55
  • SESSION 11 Quiz
  • SESSION 12 FINANCIAL STATEMENTS
  • SESSION 12 FINANCIAL STATEMENTS 24:35
  • SESSION 12 Quiz
  • SESSION 13 INVESTMENT COMPANIES
  • SESSION 13 INVESTMENT COMPANIES 28:52
  • SESSION 13 Quiz
  • SESSION 14 INVESTMENT COMPANY TYPES
  • SESSION 14 INVESTMENT COMPANY TYPES 24:05
  • SESSION 14 Ouiz
  • SESSION 15 MUTUAL FUND PRICING MARKETING AND VALUATION
  • SESSION 15 MUTUAL FUND PRICING MARKETING AND VALUATION 39:38
  • SESSION 15 Quiz
  • SESSION 16: TAXES 101
  • SESSION 16: TAXES 101 13:52
  • SESSION 16 TAXES 101 QUIZ
  • SESSION 17: OPENING NEW ACCOUNTS AND REGISTRATION
  • SESSION 17: OPENING NEW ACCOUNTS AND REGISTRATION 25:21
  • SESSION 17: QUIZ
  • SESSION 18: SPECIAL ACCOUNTS AND PURCHASES
  • SESSION 18: SPECIAL ACCOUNTS AND PURCHASES 22:33
  • SESSION 18: QUIZ
  • SESSION 19: TRADING AND WITHDRAWALS
  • SESSION 19: TRADING AND WITHDRAWALS 22:33
  • SESSION 19: QUIZ
  • SESSION 20: VARIABLE CONTRACTS
  • SESSION 20: VARIABLE CONTRACTS 33:55
  • SESSION 20: QUIZ
  • SESSION 21: RETIREMENT PLANS
  • SESSION 21: RETIREMENT PLANS 28:16
  • SESSION 21: QUIZ
  • SESSION 22:INDUSTRY REGULATIONS
  • SESSION 22: INDUSTRY REGULATIONS 7:35
  • SESSION 22: QUIZ
  • SESSION 23: RETAIL COMMUNICATIONS
  • SESSION 23 RETAIL COMMUNICATIONS 24:48
  • SESSION 23: QUIZ
  • SESSION 24: ETHICS, COMPLAINTS, AML, AND BSA
  • SESSION 24: ETHICS COMPLAINTS AML AND BSA 31:22
  • SESSION 24: QUIZ
  • SESSION 25: PRACTICE QUESTIONS 30:18
  • SESSION 26: TEST STRATEGIES 15:45
Completion rules
  • All units must be completed